Economics of regulation

Results: 20928



#Item
631Securities Exchange Act / Financial economics / Securities / Financial regulation / Financial system / United States securities law / United States Securities and Exchange Commission / Bank SinoPac

SinoPac Securities Corporation In Violation of Securities Management Acts Date of Case Ruling: April 15th, 2014

Add to Reading List

Source URL: www.twse.com.tw

Language: English - Date: 2014-07-21 04:58:16
632Financial system / Stock market / Finance / Central securities depository / International Organization of Securities Commissions / Systemically important financial institution / Financial regulation / Financial economics / Securities

European Central Securities Depositories Association

Add to Reading List

Source URL: www.financialstabilityboard.org

Language: English - Date: 2014-09-19 10:17:42
633Finance / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities regulation in the United States / Securities Exchange Act / Registered representative / Broker-dealer / General Securities Principal Exam / SEC Rule 10b-5 / United States securities law / Financial economics / Financial system

UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 4, 2015 Admin. Proc. File No

Add to Reading List

Source URL: www.sec.gov.

Language: English - Date: 2015-03-04 12:27:49
634Federal Deposit Insurance Corporation / Federal Reserve System / CAMELS ratings / Government / Finance / Financial economics / Basel II / Bank regulation in the United States / Financial risk / Liquidity risk

Board of Governors of the Federal Reserve System Material Loss Review of Irwin Union Bank and Trust Office of Inspector General

Add to Reading List

Source URL: oig.federalreserve.gov

Language: English - Date: 2015-01-21 10:04:43
635Electronic commerce / Mobile payment / M-Pesa / Public administration / Financial Regulator / Business / Bank / Consumer protection / Competition / Payment systems / Law / Economics of regulation

WORKING GROUP 1 – LICENSING MOBILE PAYMENTS SERVICE PROVIDERS EXACTLY WHAT SERVICES ARE WE TALKING ABOUT?  Mobile Banking (credit, savings, payments, other products like insurance)  Electronic Money (like M-PESA)

Add to Reading List

Source URL: fpc.org.uk

Language: English - Date: 2013-01-15 08:25:19
636United States Securities and Exchange Commission / Financial regulation / Polycom / Teleconferencing / Financial economics / Finance / Regulation S-K / Securities Exchange Act / Securities Act / United States securities law / SEC filings / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 31, 2015 ACCOUNTING AND AUDITING ENFORCEMENT

Add to Reading List

Source URL: edgar.sec.gov

Language: English - Date: 2015-03-31 12:45:54
637Microeconomics / National Competition Policy / COAG Reform Council / Regulation / Economics / Government / National Transport Commission / Economics of regulation / Monopoly / Public administration

Business Regulation and Competition Working Group Implementation Plan

Add to Reading List

Source URL: www.coag.gov.au

Language: English - Date: 2012-04-11 20:13:00
638Legal professions / Elections / Government / Economics / Law / Non-profit laws of India / Regulation and licensure in engineering / Insurance / Law in the United Kingdom

NORTHERN TERRITORY BUILDING PRACTITIONERS BOARD

Add to Reading List

Source URL: bpb.nt.gov.au

Language: English - Date: 2015-04-15 01:34:48
639Business / Global Financial Centres Index / Competitiveness / Economics

Comparative Regulatory Environments A Comparison of Financial Services Regulation in Eight Jurisdictions Financial Centre Futures

Add to Reading List

Source URL: www.longfinance.net

Language: English - Date: 2015-02-03 08:39:05
640111th United States Congress / Food and drink / Clinical pharmacology / Food and Drug Administration / Pharmacology / United States Public Health Service / Organic food / Organic farming / Cost–benefit analysis / Sustainability / Welfare economics / Pharmaceutical sciences

Regulatory Impact Analysis of Standards for the Growing, Harvesting, Packing and Holding of Produce for Human Consumption Regulation

Add to Reading List

Source URL: www.fda.gov

Language: English
UPDATE